Farther Securities, LLC
Broker-dealer: Securities and brokerage services are offered through Farther Securities, LLC (“FSL”), Member FINRA/SIPC, a registered broker-dealer (SEC File No. 8-71457; FINRA CRD 338897).
Advisers: Investment advisory services are offered through Farther Finance Advisors, LLC (“FFA”; SEC File No. 801-116721; CRD 302050) and Farther Asset Management, LLC (“FAM”; SEC File No. 801-128146; CRD 325807), each an SEC-registered investment adviser. SEC registration does not imply a certain level of skill or training.
Insurance: Insurance products are offered through Farther Insurance Group, LLC (“FIG”).
Affiliation: FSL, FFA, FIG and FAM are affiliated companies under the common ownership of Farther Finance, Inc. “Farther” refers to Farther Finance, Inc. and its subsidiaries collectively; each company provides only the services described for it here.
Conflicts and differences: Because these companies are affiliated, Farther has a financial incentive to recommend the services of its affiliates. You are never required to use an affiliate. See our Relationship Summaries (Form CRS), Regulation Best Interest Disclosure and FFA and FAM Form ADV Part 2A brochures for details. Brokerage and investment advisory services and fees differ, and it is important that you understand the differences. Free and simple tools are available at Investor.gov/CRS to research firms and financial professionals.
Not FDIC: Investment and insurance products are: Not FDIC insured | Not bank guaranteed | May lose value.
SIPC: Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org or (202) 371-8300. SIPC does not protect against losses from changes in market value, and not every investment is a security covered by SIPC.
Background: Check the background of FSL and its registered representatives on FINRA BrokerCheck at brokercheck.finra.org or (800) 289-9999, and of FFA and FAM on the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov. An investor brochure describing BrokerCheck is available from FINRA.
States: Registered representatives of FSL may conduct business only with residents of the states and jurisdictions in which they are properly registered, and investment adviser representatives only where FFA or FAM and the representative are registered or exempt. Not all products and services are available in every state.
General: This material is provided to you by Farther Securities LLC ("FSL") solely for informational purposes, is intended for your use only and does not constitute an offer or commitment, a solicitation of an offer or comment, or any advice or recommendation, to enter into or conclude any transaction, or to provide investment services in any state or country where such an offer or solicitation or provision would be illegal. FSL is not acting in any fiduciary capacity and it will not treat recipients as its customers by virtue of their receiving this material. Past performance does not guarantee future results.
Contact: 300 Vesey Street, 9th Floor, New York, NY 10282. Not insured by the Federal Deposit Insurance Corporation (FDIC). Contact us at FSL@farther.com.
FINRA|SIPC|FINRA BrokerCheck (FSL)|SEC IAPD: FFA|SEC IAPD: FAM|Form CRS: FSL|Form CRS: FFA|Investor.gov/CRS
