IMPORTANT DISCLOSURES
AUM Disclosures
$23B in recruited assets sourced from Farther internal data regarding assets committed to Farther, including both assets under management and those expected from advisors joining in the coming months.
Farther's tripling of recruited assets predicated on growth from $7.8B in recruited assets following Q1'25 (both transitioned and expected), to $23B in recruited assets as of Q1'26 (both transitioned and expected).
The securities described herein have not been registered under the Securities Act of 1933, as amended, or any state securities laws and may not be offered or sold absent registration or an applicable exemption. This release is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities.
Updated as of May 20, 2026
Past performance is no guarantee of future results. Different types of investments involve varying degrees of risk. Therefore, there can be no assurance that the future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Farther Finance Advisors, LLC [“Farther”]), or any consulting services, will be profitable, equal any historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. Neither Farther's investment adviser registration status, nor any amount of prior experience or success, should be construed that a certain level of results or satisfaction will be achieved if Farther is engaged, or continues to be engaged, to provide investment advisory services. Farther is neither a law firm, nor a certified public accounting firm, and no portion of its services should be construed as legal or accounting advice. Moreover, no portion of this discussion or information serves as the receipt of, or a substitute for, personalized investment advice from Farther. A copy of our current written disclosure Brochure discussing our advisory services and fees is available upon request or at www.farther.com. The scope of the services to be provided depends upon the needs and requests of the client and the terms of the engagement.
Historical performance results for investment indices, benchmarks, and/or categories have been provided for general informational/comparison purposes only, and generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results. It should not be assumed that your account holdings correspond directly to any comparative indices or categories. Please also note: (1) performance results do not reflect the impact of taxes; (2) comparative benchmarks/indices may be more or less volatile than your accounts; and (3) a description of each comparative benchmark/index is available upon request.
This document is a general communication being provided for informational purposes only. It is educational in nature and not designed to be taken as advice or a recommendation for any specific investment product, strategy, plan feature or other purpose in any jurisdiction, nor is it a commitment from Farther Finance Advisors, LLC or any of its subsidiaries or related entities to participate in any of the transactions mentioned herein. Any examples used are generic, hypothetical, and for illustration purposes only. This material does not contain sufficient information to support an investment decision, and it should not be relied upon by you in evaluating the merits of investing in any securities or products. In addition, users should make an independent assessment of the legal, regulatory, tax, credit, and accounting implications and determine, together with their own financial professional, if any investment mentioned herein is believed to be appropriate to their personal goals. Investors should ensure that they obtain all available relevant information before making any investment. Any forecasts, figures, opinions, or investment techniques and strategies set out are for information purposes only, based on certain assumptions and current market conditions and are subject to change without prior notice. All information presented herein is considered to be accurate at the time of production, but no warranty of accuracy is given and no liability in respect of any error or omission is accepted. It should be noted that investment involves risks; the value of investments and the income from them may fluctuate in accordance with market conditions and taxation agreements, and investors may not get back the full amount invested. Both past performance and yields are not reliable indicators of current and future results.
This website utilizes technologies such as cookies to enable essential site functionality, as well as for analytics, personalization, and targeted advertising. To learn more, view our Privacy Policy.
Farther Securities, LLC
Broker-dealer: Securities and brokerage services are offered through Farther Securities, LLC (“FSL”), Member FINRA/SIPC, a registered broker-dealer (SEC File No. 8-71457; FINRA CRD 338897).
Advisers: Investment advisory services are offered through Farther Finance Advisors, LLC (“FFA”; SEC File No. 801-116721; CRD 302050) and Farther Asset Management, LLC (“FAM”; SEC File No. 801-128146; CRD 325807), each an SEC-registered investment adviser. SEC registration does not imply a certain level of skill or training.
Insurance: Insurance products are offered through Farther Insurance Group, LLC (“FIG”).
Affiliation: FSL, FFA, FIG and FAM are affiliated companies under the common ownership of Farther Finance, Inc. “Farther” refers to Farther Finance, Inc. and its subsidiaries collectively; each company provides only the services described for it here.
Conflicts and differences: Because these companies are affiliated, Farther has a financial incentive to recommend the services of its affiliates. You are never required to use an affiliate. See our Relationship Summaries (Form CRS), Regulation Best Interest Disclosure and FFA and FAM Form ADV Part 2A brochures for details. Brokerage and investment advisory services and fees differ, and it is important that you understand the differences. Free and simple tools are available at Investor.gov/CRS to research firms and financial professionals.
Not FDIC: Investment and insurance products are: Not FDIC insured | Not bank guaranteed | May lose value.
SIPC: Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at www.sipc.org or (202) 371-8300. SIPC does not protect against losses from changes in market value, and not every investment is a security covered by SIPC.
Background: Check the background of FSL and its registered representatives on FINRA BrokerCheck at brokercheck.finra.org or (800) 289-9999, and of FFA and FAM on the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov. An investor brochure describing BrokerCheck is available from FINRA.
States: Registered representatives of FSL may conduct business only with residents of the states and jurisdictions in which they are properly registered, and investment adviser representatives only where FFA or FAM and the representative are registered or exempt. Not all products and services are available in every state.
General: This material is provided to you by Farther Securities LLC ("FSL") solely for informational purposes, is intended for your use only and does not constitute an offer or commitment, a solicitation of an offer or comment, or any advice or recommendation, to enter into or conclude any transaction, or to provide investment services in any state or country where such an offer or solicitation or provision would be illegal. FSL is not acting in any fiduciary capacity and it will not treat recipients as its customers by virtue of their receiving this material. Past performance does not guarantee future results.
Contact: 300 Vesey Street, 9th Floor, New York, NY 10282. Not insured by the Federal Deposit Insurance Corporation (FDIC). Contact us at FSL@farther.com.
